Softrock Lite II Softrock Lite II: Local Oscillator
Band: 20m

Introduction

General Info About the Stage

Theory of Operation

The Local Oscillator stage implements a basic Colpitts Crystal Oscillator with a buffer stage to increase the signal level. The oscillator produces a signal that is at the crystal's specified fundamental frequency of 18.73 MHz.

This crystal frequency must be divided by 4 to produce a "third subharmonic" of what is referred to as the receiver's "Center Frequency", which must be provided to the mixers (see the discussion on subharmonics, below).

In reality, for each frequency the crystal circuit will oscillate at a slightly lower frequency (~ - 1 kHz), due to the capacitive divider (C4/C5) pulling the crystal down somewhat. The effect is more pronounced for the higher bands.

The output of the Colpitts Oscillator is fed to U1, which has the effect of dividing the oscillator's fundamental frequency (18.73 MHz) by 4 AND (most importantly) shifting the phase of its 2 output signals (each 4.6825 MHz), such that they are in quadrature (90 degrees apart in phase)

Sub-harmonic Sampling

Alan, G4ZFQ points out that on the 30m and 20m and three of the IF option receivers, the Local Oscillator produces a signal that is 4/3 times the desired center frequency as opposed to the 4x the center frequency output for the lower band models.

"Subharmonic" works like this:

  • The LO for this 20m RX outputs a 18.73 MHz signal that goes to the dividers /4, resulting in a 4.6825 MHz square wave ( rich in odd harmonics) being fed to the mixer.
  • At the mixer, a strong 3rd harmonic is present on the clock inputs, along with the fundamental of 4.6825 MHz. The 4.6825 fundamental multiplied by 3 yields the third harmonic of 14.0475 MHZ.
  • The Bandpass filter (BPF) performs the essential function of severely attenuating any signals centered around the 4.6825 MHz fundamental frequency and first harmonmic, but allows 20m signals centering around the third harmonic (14.0475) of the 4.6825 MHz LO output.
  • The result is that the mixer is dealing with signals in the passband, centering on 14.0475 MHz, as though the dividers were passing a fundamental frequency of 14.0475 to the mixer. BPFs are all that stop Softrocks from working on unwanted frequencies!
  • (Thanks to Mike Collins, KF4BQ, for the following:)
  • A common analogy is a strobe light on a fan....you will see the same thing when strobing for one revolution, also for two revolutions, also for three, ... The mixer is sensitive to the fundamental and all harmonics of the mixer sampling freq, but the transformer (with 180deg phasing) and the hookup of the mixer cancels out even harmonics of the freqquency, leaving only the fundamental and odd harmonics. Just as you would see with a strobe light the signal will be reduced (over the same time period). The reduction for the 3rd harmonic is 1/3 the voltage on the holding cap. That give a overall 20log(1/3) = -9.54dB loss in the signal compare to receiving the fundamental. This is the drawback to sub-sampling; i.e. a reduction in sensitivity. It does allow the mixer to switch at a much lower rate which is why it is used.
  • The front end filter rejects the fundamental and also the 5th and higher harmonic products so you are left with only the third. The harmonic rich LO is often misstated as why the receiver works with harmonics. If the LO was a sine wave it would still work fine (maybe more phase noise, but basically the same).

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Stage Schematic

02_lo stage schematic

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Board Layouts

Board Top

02_lo stage topside
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Board Bottom

02_lo stage underside
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Local Oscillator Bill of Materials
( 20m band option)

(details for installation of each component are provided in the step instructions, further down the page)

CheckTypeCategory ComponentCountMarkingImage
Capacitor Ceramic 22 pF 5% 1 22J 22 pF 5%
Capacitor Ceramic 100 pF 5% 1 101 100 pF 5%
Capacitor Ceramic 180 pF 5% 1 181 180 pF 5%
Capacitor SMT 1206 0.01 uF 1 (smt) no stripe 0.01 uF
Resistor 1/4W 10 ohm 1/4W 1% 1 br-blk-blk-gld-br 10 ohm 1/4W 1%
Resistor 1/4W 475 1/4W 1% 2 y-v-grn-bl-br 475 1/4W 1%
Resistor 1/4W 1 k 1/4W 1% 1 br-blk-blk-br-br 1 k 1/4W 1%
Resistor 1/4W 10 k 1/4W 1% 2 br-blk-blk-r-br 10 k 1/4W 1%
Resistor 1/4W 22.1 k 1/4W 1% 1 r-r-brn-r-br 22.1 k 1/4W 1%
Transistor TO-92 2N3904 NPN Transistor 1 2N3904 2N3904 NPN Transistor
Transistor TO-92 2N3906 PNP transistor 1 2N3906 2N3906 PNP transistor
Xtal Xtal 18.73 MHz 1 18.730 1108 18.73 MHz

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Detailed Build Steps

Install SMT cap

See hints on installing SMT Caps.

CheckDesignation Component (top/bottom) OrientationMarking Image Band Notes
C20 0.01 uF ((bottom)) yellow pads (smt) no stripe 0.01 uF any

Install Crystal

See Band-specific Components chart for value.


Mount the HC49 crystal mounting in the upper left corner of the board, mounting it vertically to the board. A small plated-through hole in the lower left corner of the crystal mounting position provides a place for a grounding wire to be soldered to the metal crystal case. The grounding wire also provides additional mechanical support for the crystal.

Make sure the crystal is mounted slightly above the board. You can use a piece of cardboard or wire insulation between the bottom of the crystal and the board to get the desired standoff distance while mounting X1.

helpful photo
CheckDesignation Component (top/bottom) OrientationMarking Image Band Notes
X1 18.73 MHz (top) 18.730 1108 18.73 MHz 20m

Install transistors

Mount the two transistors being careful to orient them according to the pattern in the silkscreen.

Take care not to get 2N3904 and 2N3906 mixed up. Carefully check the last digit.

helpful photo
CheckDesignation Component (top/bottom) OrientationMarking Image Band Notes
Q1 2N3904 NPN Transistor (top) 2N3904 2N3904 NPN Transistor any
Q2 2N3906 PNP transistor (top) 2N3906 2N3906 PNP transistor any

Install Resistors

See hints on installing and orienting resistors

helpful photo
CheckDesignation Component (top/bottom) OrientationMarking Image Band Notes
R11 10 ohm 1/4W 1% (top) W-E br-blk-blk-gld-br 10 ohm 1/4W 1% any
R12 10 k 1/4W 1% (top) E-W br-blk-blk-r-br 10 k 1/4W 1% any
R13 10 k 1/4W 1% (top) E-W br-blk-blk-r-br 10 k 1/4W 1% any
R14 475 1/4W 1% (top) E-W y-v-grn-bl-br 475 1/4W 1% any
R15 1 k 1/4W 1% (top) N-S br-blk-blk-br-br 1 k 1/4W 1% any
R16 22.1 k 1/4W 1% (top) N-S r-r-brn-r-br 22.1 k 1/4W 1% any
R17 475 1/4W 1% (top) E-W y-v-grn-bl-br 475 1/4W 1% any

Install Ceramic Capacitors

See Band-specific Capacitors chart for value.

See hints on identifying and installing Ceramic Capacitors.

helpful photo
CheckDesignation Component (top/bottom) OrientationMarking Image Band Notes
C12 22 pF 5% (top) 22J 22 pF 5% 20m
C10 180 pF 5% (top) 181 180 pF 5% 20m
C11 100 pF 5% (top) 101 100 pF 5% 20m

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Completed Photos

Note: the completed pictures are of the 40m option, which the author built. Other band options (which the author did not build) will appear slightly different (especially the inductors, whose windings and cores will vary by band) for the band-specific components.

View of Completed Topside

02_lo stage completed topside

View of Completed Underside

02_lo stage completed underside
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Testing

Overview

Visual Check

Test Setup

Using very good lighting and magnification, carefully inspect the solder joints to identify bridges, cold joints, or poor contacts.

Current Draw

Test Setup

  • connect a 1k ohm resistor in series with the positive power lead
  • apply 12 Vdc and measure the current draw with the limiting resistor in place
  • remove the current limiting resistor
  • apply 12 Vdc and measure the current draw without the limiting resistor
(measurements courtesy of Leonard KC0WOX)

Test Measurements

TestpointUnitsNominal ValueAuthor'sYours
With the 1k limiting resistormA< 97.3_______
Without current limiting resistormA< 2014.1_______

Voltage Tests

Test Setup

  • Power the board
  • Measure the testpoint voltages with respect to ground

Note that some of the voltages measured may have ac components, which, depending upon your DMM, may average in with the dc voltages to produce higher apparent dc voltages than theory would suggest.

Author measured the dc voltage at R17 using a scope and got ~2.6 Vdc. Per Alan, G4ZFQ, This voltage (at R17) is not critical and can vary a lot, partly depending on the crystal. The important thing is that the LO's RF output is a good healthy signal and is detectable on an external RX (or counter or scope).

Test Measurements

TestpointUnitsNominal ValueAuthor'sYours
R11 hairpinVdc4.5 - 54.9_______
R15 hairpinVdc< R11 hairpin4.7_______
R12 hairpinVdc< 2.52.3_______
R17 hairpinVdc> 2.04.2_______

LO Output Test

Test Setup

  • You can use a ham receiver tuned to the appropriate crystal frequency. You should hear the LO's frequency.
  • Scope measurements may be taken IF you have a high quality, calibrated scope with correctly compensated probes
  • Note: 1/3 sub-harmonic sampling does reverse the spectrum. Changing the audio cable connections to the SoftRock Lite circuit board from tip to ring and ring to tip will correct the reversed spectrum so that the SDR software works the same for the higher band receivers as with the lower band receivers. (See Cecil K5NWA'a explanation of the sub-harmonic sampling in his message on the Yahoo Softrock group.

Test Measurements

SeqTest PointUnitsNominal
Value
Author's
Value
Your
Value
1 ☐ "Lo Output" testpoint MHz 18.73 18.73 ___________

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